NASD

NASD

美 　英

  • 網絡全美證券交易商協會(National Association of Securities Dealers)；全國證券交易商協會；全美證券商協會

英漢解釋

abbr.

例句

Ms. Schapiro, an independent, arrived at the NASD in 1996 in the wake of a scandal over the agency's failure to police brokerage firms.

無黨派人士沙皮拉女士于全國證券交易商協會對經濟公司監管不利丑聞結束后的1996年到達該機構。

The brokerage industry faces scrutiny from the SEC, NASD as well as Federal and State regulatory agencies.

經紀業則面對著證券交易委員會、證券交易商協會以及聯邦和各州的法規。

NASD regulates Nasdaq and conducts investigations of individual cases without consulting any members of Nasdaq's management or board.

全美證券交易商協會對納斯達克進行監管，并對獨立個案實施調查，而無須征求納斯達克管理層或董事會任何成員的意見。

And that is only a start, because the NASD system is glacially slow, reporting prices with a 30-minute delay.

而這僅僅是開始，因為全國證券交易商協會系統運行的速度是極度緩慢的，價格報告要滯后30分鐘。

That would allow us to sever all our ties from the NASD and any possible conflict would be eliminated.

那樣我們就能切斷與全美證券交易商協會的一切關聯，并消除一切可能的沖突。

Know well NASDAQ and OTCBB markets and global finance markets, regulations of NASD, and related financial rules.

熟知NASDAQ、OTCBB市場及全球金融市場，并且熟知全美證券商協會的規定，及相關金融法規。

In addition, NASD 3110 requires that member firms implement a retention program for all correspondence involving registered representatives.

此外，NASD3110還要求成員證券公司對所有涉及注冊代理人的信函實施保留計劃。