broker-dealer

broker-dealer

美 　英

  • n.（證券交易所的）交易經紀人
  • 網絡經紀自營商；經紀交易商；經紀商

詞形變化

復數：broker-dealers  

英漢解釋

n.

例句

Citi does break out a balance sheet for its U. S. broker-dealer, which had $466 billion of assets in the second quarter.

事實上，花旗提供了其美國經紀商-交易商的分類資產負債表，這部分的資產在第二季度為4,660億美元。

As a broker-dealer, it was able to clear its own trades, a privilege that should give pause for thought.

作為一個經紀交易商，他能夠清算自己的賬戶，這個特權本來就應該被禁止。

But, as a broker-dealer, Lehman was not subject to such regulation: the SEC did not have the tools.

但是作為一家經紀自營商，雷曼不受此類監管：美國證交會（SEC）沒有相關監管手段。

The SEC says Madoff was registered with it both as a broker-dealer and an investment adviser.

證券交易委員會說馬多夫的公司既是以證券經紀，又是投資顧問公司的名義注冊的。

These customers often use a broker-dealer who directly solicits potential buyers or sellers for the other side of the customers' trades.

這些客戶往往雇傭經紀商兼交易人為其業務直接招攬潛在的買方或賣方主顧。

In addition, your broker-dealer may not allow you to place a stop order on some securities or accept a stop order for OTC stocks.

此外，您的經紀人可能不會允許你建立一個停止令一些證券或接受停止為了讓場外股票。

Lehman Brothers Inc, the broker-dealer in New York, was a relatively simple company.

位于紐約的經紀交易所---雷曼兄弟公司曾是一家相對比較簡單的公司。

The second is to scale back heavily, or abandon, their broker-dealer arms and become more like big hedge funds or private equity funds.

其次是大力縮減（或徹底放棄）其經紀自營業務，向大型對沖基金或私人股本基金的模式靠攏。

Broker-dealer holding futures company's enterprise value consists of real assets value and option value.

券商控股型期貨公司的企業價值由其現實資產的價值與期權價值兩部分組成。

Some had thought about the possibility of a large broker-dealer going bust.

有些考慮到了券商破產的可能性。

Corzine, who helped run Goldman Sachs from 1994 to 1999, hired 800 employees in efforts to turn the broker-dealer into an investment bank.

曾經在1994年至1999年執掌高盛集團的喬恩?柯賽招聘了800位員工，試圖使這家經紀交易商轉型為一家投資銀行。

Such uncertainty is a killer for a broker-dealer.

對于一家經紀交易商來說，這種不確定性是致命的。

A broker-dealer investigation in 2005 uncovered three violations of "best execution" rules.

在2005年的證券經濟調查中，揭露了3項有違反“最佳執行”原則。

Online broker-dealer setting up a network enabling trading on international exchanges in real time

網上經紀商-交易商，提供實時國際貿易網絡平臺